Project Gutenberg #6762
Politics: A Treatise on Government
Aristotle
350 BCEAristotle's treatise on constitutions and civic life, prepared introduction plus book-and-chapter sections from Project Gutenberg plaintext.
Project Gutenberg #6762 Public domain in the United States Cover source Local typographic cover created for MojiMori from public-domain source metadata
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AI Summary
Chapter 1 — Introduction Central question Why should politics and ethics be read together? Main argument The introduction frames Politics as the second half of the same inquiry begun in the Ethics. It argues that...
as men conceive the good rightly they are united. The
state represents their common agreement, force their failure to make
that agreement complete. The cure, therefore, of political ills is
knowledge of the good life, and the statesman is he who has such
knowledge, for that alone can give men what they are always seeking.
If the state is the organisation of men seeking a common good, power and
political position must be given to those who can forward this end. This
is the principle expressed in Aristotle's account of political justice,
the principle of "tools to those who can use them." As the aim of the
state is differently conceived, the qualifications for government
will vary. In the ideal state power will be given to the man with most
knowledge of the good; in other states to the men who are most truly
capable of achieving that end which the citizens have set themselves
to pursue. The justest distribution of political power is that in which
there is least waste of political ability.
Further, the belief that the constitution of a state is only the
outward expression of the common aspirations and beliefs of its members,
explains the paramount political importance which Aristotle assigns to
education. It is the great instrument by which the legislator can ensure
that the future citizens of his state will share those common beliefs
which make the state possible. The Greeks with their small states had
a far clearer apprehension than we can have of the dependence of a
constitution upon the people who have to work it.
Such is in brief the attitude in which Aristotle approaches political
problems, but in working out its application to men and institutions
as they are, Aristotle admits certain compromises which are not really
consistent with it.
1. Aristotle thinks of membership of a state as community in pursuit of
the good. He wishes to confine membership in it to those who are capable
of that pursuit in the highest and most explicit manner. His citizens,
therefore, must be men of leisure, capable of rational thought upon
the end of life. He does not recognise the significance of that less
conscious but deep-seated membership of the state which finds its
expression in loyalty and patriotism. His definition of citizen includes
only a small part of the population of any Greek city. He is forced to
admit that the state is not possible without the co-operation of men
whom he will not admit to membership in it, either because they are not
capable of sufficient rational appreciation of political ends, like the
barbarians whom he thought were natural slaves, or because the leisure
necessary for citizenship can only be gained by the work of the artisans
who by that very work make themselves incapable of the life which
they make possible for others. "The artisan only attains excellence
in proportion as he becomes a slave," and the slave is only a living
instrument of the good life. He exists for the state, but the state does
not exist for him.
2. Aristotle in his account of the ideal state seems to waver between
two ideals. There is the ideal of an aristocracy and the ideal of what
he calls constitutional government, a mixed constitution. The principle
of "tools to those who can use them" ought to lead him, as it does
Plato, to an aristocracy. Those who have complete knowledge of the good
must be few, and therefore Plato gave entire power in his state into
the hands of the small minority of philosopher guardians. It is in
accordance with this principle that Aristotle holds that kingship is
the proper form of government when there is in the state one man of
transcendent virtue. At the same time, Aristotle always holds that
absolute government is not properly political, that government is not
like the rule of a shepherd over his sheep, but the rule of equals
over equals. He admits that the democrats are right in insisting that
equality is a necessary element in the state, though he thinks they do
not admit the importance of other equally necessary elements. Hence he
comes to say that ruling and being ruled over by turns is an essential
feature of constitutional government, which he admits as an alternative
to aristocracy. The end of the state, which is to be the standard of the
distribution of political power, is conceived sometimes as a good for
the apprehension and attainment of which "virtue" is necessary and
sufficient (this is the principle of aristocracy), and sometimes as a
more complex good, which needs for its attainment not only "virtue" but
wealth and equality. This latter conception is the principle on which
the mixed constitution is based. This in its distribution of political
power gives some weight to "virtue," some to wealth, and some to mere
number. But the principle of "ruling and being ruled by turns" is not
really compatible with an unmodified principle of "tools to those who
can use them." Aristotle is right in seeing that political government
demands equality, not in the sense that all members of the state should
be equal in ability or should have equal power, but in the sense that
none of them can properly be regarded simply as tools with which the
legislator works, that each has a right to say what will be made of his
own life. The analogy between the legislator and the craftsman on which
Plato insists, breaks down because the legislator is dealing with men
like himself, men who can to some extent conceive their own end in life
and cannot be treated merely as means to the end of the legislator. The
sense of the value of "ruling and being ruled in turn" is derived from
the experience that the ruler may use his power to subordinate the
lives of the citizens of the state not to the common good but to his
own private purposes. In modern terms, it is a simple, rough-and-ready
attempt to solve that constant problem of politics, how efficient
government is to be combined with popular control. This problem arises
from the imperfection of human nature, apparent in rulers as well as in
ruled, and if the principle which attempts to solve it be admitted as a
principle of importance in the formation of the best constitution, then
the starting-point of politics will be man's actual imperfection, not
his ideal nature. Instead, then, of beginning with a state which would
express man's ideal nature, and adapting it as well as may be to man's
actual shortcomings from that ideal, we must recognise that the state
and all political machinery are as much the expression of man's weakness
as of his ideal possibilities. The state is possible only because
men have common aspirations, but government, and political power, the
existence of officials who are given authority to act in the name of the
whole state, are necessary because men's community is imperfect, because
man's social nature expresses itself in conflicting ways, in the clash
of interests, the rivalry of parties, and the struggle of classes,
instead of in the united seeking after a common good. Plato and
Aristotle were familiar with the legislator who was called in by the
whole people, and they tended therefore to take the general will or
common consent of the people for granted. Most political questions are
concerned with the construction and expression of the general will, and
with attempts to ensure that the political machinery made to express the
general will shall not be exploited for private or sectional ends.
Aristotle's mixed constitution springs from a recognition of sectional
interests in the state. For the proper relation between the claims of
"virtue," wealth, and numbers is to be based not upon their relative
importance in the good life, but upon the strength of the parties which
they represent. The mixed constitution is practicable in a state where
the middle class is strong, as only the middle class can mediate between
the rich and the poor. The mixed constitution will be stable if it
represents the actual balance of power between different classes in the
state. When we come to Aristotle's analysis of existing constitutions,
we find that while he regards them as imperfect approximations to the
ideal, he also thinks of them as the result of the struggle between
classes. Democracy, he explains, is the government not of the many but
of the poor; oligarchy a government not of the few but of the rich.
And each class is thought of, not as trying to express an ideal, but as
struggling to acquire power or maintain its position. If ever the class
existed in unredeemed nakedness, it was in the Greek cities of the
fourth century, and its existence is abundantly recognised by Aristotle.
His account of the causes of revolutions in Book V. shows how far were
the existing states of Greece from the ideal with which he starts.
His analysis of the facts forces him to look upon them as the scene
of struggling factions. The causes of revolutions are not described as
primarily changes in the conception of the common good, but changes in
the military or economic power of the several classes in the state. The
aim which he sets before oligarchs or democracies is not the good life,
but simple stability or permanence of the existing constitution.
With this spirit of realism which pervades Books IV., V., and VI.
the idealism of Books I., II., VII., and VIII. is never reconciled.
Aristotle is content to call existing constitutions perversions of
the true form. But we cannot read the Politics without recognising
and profiting from the insight into the nature of the state which is
revealed throughout. Aristotle's failure does not lie in this, that he
is both idealist and realist, but that he keeps these two tendencies
too far apart. He thinks too much of his ideal state, as something to
be reached once for all by knowledge, as a fixed type to which actual
states approximate or from which they are perversions. But if we are to
think of actual politics as intelligible in the light of the ideal, we
must think of that ideal as progressively revealed in history, not as
something to be discovered by turning our back on experience and having
recourse to abstract reasoning. If we stretch forward from what exists
to an ideal, it is to a better which may be in its turn transcended, not
to a single immutable best. Aristotle found in the society of his
time men who were not capable of political reflection, and who, as he
thought, did their best work under superintendence. He therefore called
them natural slaves. For, according to Aristotle, that is a man's
natural condition in which he does his best work. But Aristotle also
thinks of nature as something fixed and immutable; and therefore
sanctions the institution of slavery, which assumes that what men are
that they will always be, and sets up an artificial barrier to their
ever becoming anything else. We see in Aristotle's defence of slavery
how the conception of nature as the ideal can have a debasing influence
upon views of practical politics. His high ideal of citizenship offers
to those who can satisfy its claims the prospect of a fair life;
those who fall short are deemed to be different in nature and shut out
entirely from approach to the ideal.
A. D. LINDSAY.
BIBLIOGRAPHY
First edition of works (with omission of Rhetorica, Poetica, and
second book of OEconomica), 5 vols. by Aldus Manutius, Venice, 1495-8;
re-impression supervised by Erasmus and with certain corrections by
Grynaeus (including Rhetorica and Poetica), 1531, 1539, revised 1550;
later editions were followed by that of Immanuel Bekker and Brandis
(Greek and Latin), 5 vols. The 5th vol. contains the Index by Bonitz,
1831-70; Didot edition (Greek and Latin), 5 vols. 1848-74.
ENGLISH TRANSLATIONS: Edited by T. Taylor, with Porphyry's Introduction,
9 vols., 1812; under editorship of J. A. Smith and W.